Legal & Compliance Analyst

Role Summary:

We are looking for a Legal & Compliance Analyst to support the Legal and Compliance Unit in ensuring NASD’s operations and activities comply with regulatory standards and internal policies. The ideal candidate must possess a strong understanding of the capital market environment and experience working within it as well a strong understanding of corporate and commercial transaction. Please Note: Candidates must hold a degree in Law (LL. B) with at least a Second-Class Upper (2:1), have completed BL qualification, and possess a minimum of 4 years’ post call experience in the capital market or financial services sector.

Responsibilities:

• Providing legal and compliance support across all departments.
• Reviewing contracts, agreements, and legal documents to ensure accuracy and compliance.
• Monitoring compliance with SEC and other regulatory requirements.
• Assisting in the preparation and submission of regulatory filings.
• Advising on corporate governance practices and compliance frameworks.
• Conducting research on capital market laws, regulations, and industry trends.
• Supporting policy development, internal audits, and staff training on compliance matters.
• Assisting in dispute resolution, correspondences, and liaison with external counsel or regulators.
• Conducting due diligence exercises of Capital Market participants
• Carrying, Monitoring, and surveillance exercises
• Conducting in-depth legal research as may be required
• Drafting Rules and Polices as may be required for the regulation of Market Participants and

Qualifications:

• LL. B and BL from a recognized institution with at least a Second-Class Upper (2:1).
• Minimum of 4–5 years of relevant experience in the capital market or financial services
• Membership in professional bodies (ICSAN, CIS, NBA, etc.) is an added advantage.
• Strong understanding of Nigerian capital market laws and regulatory framework.

Required Skills:

• Excellent legal drafting, research, and analytical skills.
• Strong attention to detail and organizational ability.
• Proficiency in MS Word, Excel, and PowerPoint.
• Good communication and interpersonal skills.
• Integrity, discretion, and ability to handle confidential information.
• Ability to work both independently and collaboratively in a team.
• Method of Application
• 💬 Chat with us